Charles Rainey is a registered investment advisor at Pfg Advisors, based in Tempe, AZ, with 18 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 7,592 clients with $3.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.95% |
Management fees are negotiable up to a maximum of 1.95% of assets under management. Fees may be structured as fixed, variable linear, or variable tiered. Additional platform or strategist fees may apply depending on the selected program.
Fee Estimator
Location
2190 E. Elliot Rd, Ste 310, Tempe, AZ, 85284
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a Program Director at PFG Advisors, managing relationships between credit union employees and PFG Advisors. This investment-related activity takes about a quarter of his time.
Employment History
Current Registrations
Pfg Advisors
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Osaic Wealth, INC.Broker
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Vanguard Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Guy Austin, CFPPfg Advisors
- Andrew Figueroa, CFPMorgan Stanley
- Nicholas Brock, CFPEdward Jones
- Kerry Tanner, CFPIndependent Financial Group, LLC
- Amanda Washington, ChFC
- Kelly Johnson, CFPDeborah Wealth Advisory LLC