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JM
CFP
JM
CFP

Jose Monroy

Edward Jones
19 Years of Experience
Scotch Plains, NJ
Broker
View SEC Summary
View SEC Summary

Jose Monroy is a CFP-designated registered investment advisor at Edward Jones, based in Scotch Plains, NJ, with 19 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2277 South Avenue, Scotch Plains, NJ, 07076

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jose referees youth soccer games sanctioned by the state association of New Jersey, starting in 2019. This takes a few hours per week and does not occur during trading hours.

Employment History
Current Registrations
Edward Jones
March 2017 - Present · 9 yrs 7 mos
Edward JonesBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Capital One Advisors, LLC
February 2016 - March 2017 · 1 yr 1 mo
Capital One Investing, LLCBroker
February 2016 - March 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2012 - February 2016 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2012 - February 2016 · 3 yrs 8 mos
UBS Financial Services INC.Broker
October 2009 - April 2012 · 2 yrs 6 mos
UBS Financial Services INC.
October 2009 - April 2012 · 2 yrs 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Morgan Stanley & CO. Incorporated
October 2007 - June 2009 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2007 - June 2009 · 1 yr 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2006 - September 2007 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2006 - September 2007 · 1 yr
State Registrations14 states
CTFLGAIAMAMDNCNJNYOHPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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