Leslie Cocking
Leslie Cocking is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Midland, NC, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Midland, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Leslie is a jewelry reseller on Ebay since 2018, spends a few hours per week, and is a board member for a non-profit organization called Showers to the People. Leslie is also an officer for The Green Side Inc., an entity created to buy, rehab, and sell homes.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James Financial Services, INC.
Raymond James & Associates, INC.Broker
Raymond James Financial Services, INC.Broker
Previous Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
PNC InvestmentsBroker
LPL Financial LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.