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Catherine Azeles

Conrad Siegel Investment Advisors
19 Years of Experience
Harrisburg, PA
View SEC Summary
View SEC Summary

Catherine Azeles is a registered investment advisor at Conrad Siegel Investment Advisors, based in Harrisburg, PA, with 19 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 570 clients with $12B in assets under management.

Conrad Siegel Investment Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
570 clients
Average Client Portfolio
$21.3M average
Assets Under Management
$12.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.90%

For individual clients, the annual fee is up to 0.90% of assets under management. Siegel Select Portfolios program charges 0.25% with a $240 minimum annual fee per account. Fees are negotiable based on factors such as anticipated future assets and account composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

501 Corporate Circle, Harrisburg, PA, 17110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Conrad Siegel Investment Advisors
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - March 2018 · 2 mos
Bb&t Securities, LLCBroker
January 2018 - March 2018 · 2 mos
Bb&t Investment Services, INC.
January 2016 - January 2018 · 2 yrs
Bb&t Investment Services, INC.Broker
January 2016 - January 2018 · 2 yrs
PNC Investments
September 2012 - February 2016 · 3 yrs 5 mos
PNC InvestmentsBroker
January 2012 - February 2016 · 4 yrs 1 mo
MML Investors Services, LLCBroker
January 2009 - September 2011 · 2 yrs 8 mos
Pruco Securities, LLC.Broker
June 2006 - December 2008 · 2 yrs 6 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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