NB
NB
Nikolas Barr is a registered investment advisor at Morgan Stanley, based in Santa Cruz, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6004 La Madrona Drive, Santa Cruz, CA, 95060
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2018Denied
Other Business Activities
Nikolas is an employee of Peninsula Sports, Inc. This non-investment related activity takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
April 2008 - June 2009 · 1 yr 2 mos
Waddell & Reed, INC.Broker
August 2007 - October 2007 · 2 mos
State Registrations11 states
AKAZCACOIDMNNVNYORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.