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Samuel Dwyer is a registered investment advisor at Morgan Stanley, based in Santa Cruz, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6004 La Madrona Drive, Santa Cruz, CA, 95060
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Regulatory History (1)
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Criminal
August 2008Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
March 2016 - Present · 10 yrs 4 mos
Morgan Stanley
January 2016 - Present · 10 yrs 6 mos
State Registrations20 states
ARAZCACOFLIAIDILINMAMTNCNENVNYORSCTXWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.