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Wesley Spiro

10 Years of Experience
Atlanta, GA
BrokerSells Insurance

Wesley Spiro is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Atlanta, GA, with 10 years of industry experience. Wesley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

3438 Peachtree Rd Ne, Phipps Tower Ste 1200, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Wesley earns commissions from sales of non-variable life, health, annuity, and/or disability income insurance products from companies not affiliated with Northwestern Mutual. He is also an associate and principal at The Todd Organization, spending a few hours per week as an associate and about a quarter of his time as a principal.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2015 - Present · 10 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
March 2015 - Present · 11 yrs 2 mos
State Registrations19 states
AKALARCAFLGAIAILINLAMDMNNCOHSCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.