KB
KB

Kurt Berger

17 Years of Experience
Ann Arbor, MI
Broker

Kurt Berger is a registered investment advisor, based in Ann Arbor, MI, with 17 years of industry experience.

Location

300 Parkland Plaza, Ann Arbor, MI, 48103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kurt buys and sells collectibles on online auction websites, dedicating a few hours per week to this activity. This activity is not investment-related and occurs outside of market hours.

Employment History
Current Registrations
Parkland Securities, LLCBroker
January 2010 - Present · 16 yrs 4 mos
Parkland Securities, LLC
January 2010 - Present · 16 yrs 4 mos
Spc
January 2009 - Present · 17 yrs 4 mos
Sigma Financial CorporationBroker
June 2008 - Present · 17 yrs 11 mos
Sigma Financial Corporation
June 2008 - Present · 17 yrs 11 mos
State Registrations2 states
MIOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kurt Berger - Financial Advisor | TrueAdvisor