Samuel Castaneda
Samuel Castaneda is a CFP-designated registered investment advisor at Castaneda Financial Management, based in Phoenix, AZ, with 19 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 16 clients with $18M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3M+ | 0.70% |
Fees are generally negotiable.
Fee Estimator
Location
11900 N 32nd St Unit 15, Phoenix, AZ, 85028
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel is an independent licensed insurance agent.
Employment History
Current Registrations
Castaneda Financial Management
Previous Registrations
Arq Wealth Advisors, LLC
LPL Financial LLCBroker
LPL Financial LLC
Zions Capital Advisors, INC.
Zions Direct, INC.Broker
Vanguard Marketing CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.