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Henry Hunter

17 Years of Experience
Charlotte, NC
Broker

Henry Hunter is a registered investment advisor at Raymond James & Associates, INC., based in Charlotte, NC, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

6805 Carnegie Blvd, Suite 350, Charlotte, NC, 28211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
December 2023 - Present · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
July 2023 - November 2023 · 4 mos
Citigroup Global Markets INC.Broker
July 2023 - November 2023 · 4 mos
Citi Private Alternatives, LLCBroker
July 2023 - November 2023 · 4 mos
UBS Financial Services INC.
June 2021 - June 2023 · 2 yrs
UBS Financial Services INC.Broker
June 2021 - June 2023 · 2 yrs
Citigroup Global Markets INC.
December 2020 - May 2021 · 5 mos
Citigroup Global Markets INC.Broker
December 2020 - May 2021 · 5 mos
Raymond James & Associates, INC.
December 2017 - December 2020 · 3 yrs
Raymond James & Associates, INC.Broker
December 2017 - December 2020 · 3 yrs
Wells Fargo Clearing Services, LLC
January 2017 - November 2017 · 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2017 - November 2017 · 10 mos
J.P. Morgan Securities LLC
March 2016 - September 2016 · 6 mos
J.P. Morgan Securities LLCBroker
March 2016 - September 2016 · 6 mos
Morgan Stanley
December 2011 - March 2016 · 4 yrs 3 mos
Morgan StanleyBroker
June 2011 - March 2016 · 4 yrs 9 mos
UBS Financial Services INC.Broker
January 2010 - June 2011 · 1 yr 5 mos
UBS International INC.Broker
October 2008 - January 2010 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2007 - September 2008 · 9 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRSCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.