John Straus is a CFP-designated registered investment advisor, based in Stamford, CT, with 15 years of industry experience.
Location
2200 Atlantic Street, Suite 200, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an investment advisor representative at NewEdge Wealth, spending about half of his time providing financial services to high net worth individuals. He is also compensated for recommending insurance products through TPG Financial, dedicating minimal time to this activity, and serves as a Trust Protector for The Sammons 2023 Management Trust, requiring minimal time.
Employment History
Current Registrations
New Edge Wealth
Newedge Securities, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations23 states
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