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Nicole Williams

3 Years of Experience
Chicago, IL
3 DisclosuresBroker

Nicole Williams is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

233 South Wacker Drive, Suite 8600, Chicago, IL, 60606

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History

Regulatory History (3)
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Financial
May 2017
Final
Financial
March 2017
Final
Judgment / Lien
April 2015
Other Business Activities

Nicole owns World Away Travel, a travel agency, since 2016 and works on it after trading hours and on weekends. She also serves on the Booster Board for Victor J. Andrew High School Athletics Booster Club, dedicating minimal time after business hours to purchasing items, stocking, and working at the concession stand.

Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Morgan StanleyBroker
May 2022 - Present · 4 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.