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Bradley L Fallon

19 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)
Firm Size
45 advisors
Number of Clients
3,888 clients
Average Client Portfolio
$472K average
Assets Under Management
$1.8B

Fee Structure

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Location

201 E. Sandpointe Avenue, #460, South Coast Metro, CA, 92707

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradley operates Golden State Wealth Management as a DBA for his LPL business and is a registered investment advisor hybrid with Golden State Wealth Management, LLC, dedicating about half of his time to these activities. He also serves as Chairman of the School Site Council Highland Elementary, spending minimal time on this non-investment related role.

Employment History
Current Registrations
Golden State Wealth Management, LLC
January 2015 - Present · 11 yrs 1 mo
LPL Financial LLCBroker
December 2014 - Present · 11 yrs 2 mos
LPL Financial LLC
December 2014 - Present · 11 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - December 2014 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - December 2014 · 8 yrs 4 mos
State Registrations9 states
AZCAINMNNCOHPASCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.