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Amy Babbel

Kestra Private Wealth Services, LLC
16 Years of Experience
Salt Lake City, UT
Broker
View SEC Summary
View SEC Summary

Amy Babbel is a registered investment advisor at Kestra Private Wealth Services, LLC, based in Salt Lake City, UT, with 16 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 20,230 clients with $13B in assets under management.

Kestra Private Wealth Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
20,230 clients
Average Client Portfolio
$665K average
Assets Under Management
$13.5B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% annually and are negotiable based on account size, registration type, and platform selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6340 South 3000 East, Suite 350, Salt Lake City, UT, 84121

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy works as a notary, dedicating minimal time to notarizing signatures. She also owns Lucky Few Consulting, used as a pass-through tax entity, and works full-time as an IAR with Elevated Private Wealth Advisors.

Employment History
Current Registrations
Kestra Private Wealth Services, LLC
August 2014 - Present · 12 yrs 2 mos
Kestra Investment Services, LLC
July 2014 - Present · 12 yrs 3 mos
Kestra Investment Services, LLCBroker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLC
December 2010 - August 2014 · 3 yrs 8 mos
RBC Capital Markets, LLCBroker
August 2010 - August 2014 · 4 yrs
State Registrations2 states
TXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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