Mark Lyons is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Akron, OH, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4040 Embassy Parkway, Suite 280, Akron, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark works as an associate/employee at McCauley Financial LLC, handling branch management and registered client service. This takes about half of Mark's time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2017 - Present · 8 yrs 11 mos
Raymond James Financial Services, INC.Broker
September 2017 - Present · 9 yrs
Previous Registrations
UBS Financial Services INC.
January 2009 - September 2017 · 8 yrs 8 mos
UBS Financial Services INC.Broker
January 2009 - September 2017 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - January 2009 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - January 2009 · 2 yrs 5 mos
State Registrations20 states
ALAZCACOFLILINKYMAMINCNMNVOHPASCTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.