EH
EH

Eric Halper

18 Years of Experience
New York, NY
Broker

Eric Halper is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 7th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric serves on the advisory board for Nasdaq, focusing on business development and growth. He dedicates minimal time outside of business hours to this role.

Employment History
Current Registrations
Morgan Stanley
August 2023 - Present · 2 yrs 9 mos
Morgan StanleyBroker
May 2023 - Present · 3 yrs
Previous Registrations
Foreside Global Services, LLCBroker
April 2021 - May 2023 · 2 yrs 1 mo
Goldman Sachs & CO. LLCBroker
November 2015 - April 2021 · 5 yrs 5 mos
Alps Distributors, INC.Broker
April 2012 - October 2015 · 3 yrs 6 mos
UBS Financial Services INC.
October 2007 - March 2012 · 4 yrs 5 mos
UBS Financial Services INC.Broker
September 2007 - March 2012 · 4 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Halper - Financial Advisor | TrueAdvisor