Minerva Santos is a registered investment advisor, based in Miami, FL, with 19 years of industry experience.
Location
1221 Brickell Avenue, 27th Floor, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015Denied
Other Business Activities
Minerva works as an investment advisor for Insigneo Advisory Services LLC, an affiliate. This activity takes about full-time.
Employment History
Current Registrations
Insigneo Securities, LLCBroker
December 2023 - Present · 2 yrs 9 mos
Insigneo Advisory Services, LLC
December 2023 - Present · 2 yrs 9 mos
Previous Registrations
PNC Managed Account Solutions, INC.
January 2022 - November 2023 · 1 yr 10 mos
PNC Investments
September 2021 - November 2023 · 2 yrs 2 mos
PNC InvestmentsBroker
September 2021 - November 2023 · 2 yrs 2 mos
Bbva Securities INC.Broker
May 2013 - September 2021 · 8 yrs 4 mos
PNC Managed Account Solutions, INC.
October 2010 - December 2021 · 11 yrs 2 mos
St Johns Wealth Management
April 2010 - October 2010 · 6 mos
Bbva Compass Investment Solutions, INC.
November 2009 - March 2010 · 4 mos
Bbva Compass Investment Solutions, INCBroker
June 2009 - May 2013 · 3 yrs 11 mos
Bbva Investments INC.Broker
August 2006 - July 2009 · 2 yrs 11 mos
State Registrations2 states
FLTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.