David Stevens is a CFP-designated registered investment advisor, based in San Antonio, TX, with 17 years of industry experience.
Location
745 East Mulberry, Suite 400, San Antonio, TX, 78212
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David works as an Investment Advisor for Texas Capital Bank Private Wealth Advisors, managing investments for San Antonio clients. This is a full-time commitment.
Employment History
Current Registrations
Tcbi Securities, INC.
August 2023 - Present · 3 yrs 1 mo
Tcbi Securities, INC.Broker
August 2023 - Present · 3 yrs 1 mo
Texas Capital Bank Private Wealth Advisors
January 2019 - Present · 7 yrs 8 mos
Previous Registrations
Kingswood Capital Partners, LLCBroker
January 2019 - June 2023 · 4 yrs 5 mos
Raymond James Financial Services Advisors, INC
August 2016 - December 2018 · 2 yrs 4 mos
Raymond James Financial Services, INC.Broker
August 2016 - December 2018 · 2 yrs 4 mos
J.P. Morgan Securities LLCBroker
April 2013 - August 2016 · 3 yrs 4 mos
Credit Suisse Securities (USA) LLC
March 2008 - August 2012 · 4 yrs 5 mos
Credit Suisse Securities (USA) LLCBroker
December 2007 - August 2012 · 4 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.