David Stevens is a CFP-designated registered investment advisor, based in San Antonio, TX, with 18 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
745 East Mulberry, Suite 400, San Antonio, TX, 78212
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David works as an Investment Advisor for Texas Capital Bank Private Wealth Advisors, managing investments for San Antonio clients. This is a full-time commitment.
Employment History
Current Registrations
Tcbi Securities, INC.
Tcbi Securities, INC.Broker
Texas Capital Bank Private Wealth Advisors
Previous Registrations
Kingswood Capital Partners, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
J.P. Morgan Securities LLCBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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