Scott Olds is a registered investment advisor at Spc, based in Marion, IN, with 19 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
1912 W. 2nd, Marion, IN, 46952
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2021Other Business ActivitiesSells Insurance
Scott owns GBS Tax Service, LLC, dedicating full-time hours to tax preparation and accounting, with a significant portion during market hours. He is also an insurance sales agent with Partners Advantage, spending minimal time on this activity, and co-trustee of the Manwell Family Trust, dedicating a few hours per week.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.