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Terrence Ransom

Vanguard Advisers, INC.
19 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker
View SEC Summary
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Terrence Ransom is a registered investment advisor at Vanguard Advisers, INC., based in Scottsdale, AZ, with 19 years of industry experience. Terrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2433 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

14321 N Northsight Blvd, Scottsdale, AZ, 85260

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Financial
July 2019
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Terrence is an adjunct faculty member at Grand Canyon University since 2018. This non-investment related activity takes about 35-50 hours per month.

Employment History
Current Registrations
Vanguard Advisers, INC.
October 2019 - Present · 7 yrs
Vanguard Marketing CorporationBroker
June 2018 - Present · 8 yrs 4 mos
Vanguard Marketing Corporation
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Gradient Wealth Management
May 2017 - December 2017 · 7 mos
Gradient Securities, LLCBroker
May 2017 - December 2017 · 7 mos
Wilbanks Securities Advisory
August 2013 - June 2017 · 3 yrs 10 mos
Wilbanks Securities, INC.Broker
June 2012 - June 2017 · 5 yrs
Meridian United Capital, LLCBroker
May 2011 - June 2012 · 1 yr 1 mo
Ameriprise Financial Services, INC.Broker
December 2006 - April 2011 · 4 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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