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Nickolas Laplante

14 Years of Experience
Minneapolis, MN
1 DisclosureBroker

Nickolas Laplante is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 14 years of industry experience. Nickolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History (1)
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Criminal
April 2004
Final Disposition
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 5 yrs 10 mos
American Enterprise Investment Services INC.
September 2020 - Present · 5 yrs 10 mos
Ameriprise Financial Services, LLC
September 2020 - Present · 5 yrs 10 mos
American Enterprise Investment Services INC.Broker
September 2020 - Present · 5 yrs 10 mos
Ameriprise Financial Services, LLC
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
May 2012 - June 2020 · 8 yrs 1 mo
RBC Capital Markets, LLCBroker
January 2012 - June 2020 · 8 yrs 5 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.