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Nicholas Sadowsky

17 Years of Experience
Hallandale Beach, FL
Broker

Nicholas Sadowsky is a registered investment advisor at UBS Financial Services INC., based in Hallandale Beach, FL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1010 S Federal Highway, Suite 2601, Hallandale Beach, FL, 33009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is involved in several outside business activities, including serving on the board of directors for Xendoo and Warrior Health Foundation, and as a partner in Hung Bloodies, 1404 Delray Beach Holdings LLC, NMTO Holdings LLC, and Baby Doe Holdings LLC. He also serves as a successor trustee for the JP Sommadossi Trust and an advisor for Bound for College.

Employment History
Current Registrations
UBS Financial Services INC.
February 2013 - Present · 13 yrs 3 mos
UBS Financial Services INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Stanley
September 2009 - March 2013 · 3 yrs 6 mos
Morgan StanleyBroker
September 2009 - March 2013 · 3 yrs 6 mos
UBS Financial Services INC.
October 2007 - April 2008 · 6 mos
UBS Financial Services INC.Broker
September 2007 - April 2008 · 7 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Sadowsky - Financial Advisor | TrueAdvisor