Michael Chung is a CFP-designated registered investment advisor, based in Torrance, CA, with 19 years of industry experience.
Location
2526 W 235th St, Apt B, Torrance, CA, 90505
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael works as a Wealth Management Advisor at Apollon Wealth Management, an RIA, assisting Kevin and his clients. This is a full-time commitment, primarily during securities hours.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
December 2024 - Present · 1 yr 5 mos
Apollon Wealth Management, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
RBC Capital Markets, LLCBroker
November 2014 - November 2024 · 10 yrs
RBC Capital Markets, LLC
November 2014 - November 2024 · 10 yrs
RBC Capital Markets, LLCBroker
February 2009 - October 2014 · 5 yrs 8 mos
RBC Capital Markets, LLC
February 2009 - October 2014 · 5 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Morgan Stanley Dw INC.Broker
July 2006 - April 2007 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.