Diana Law is a CFP-designated registered investment advisor, based in Greenwood Village, CO, with 16 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
November 2020 - Present · 5 yrs 10 mos
Empower Advisory Group, LLC
November 2020 - Present · 5 yrs 10 mos
Empower Financial Services, INC.Broker
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
Transamerica Retirement Advisors, LLC
July 2018 - November 2019 · 1 yr 4 mos
Transamerica Investors Securities CorporationBroker
July 2018 - November 2019 · 1 yr 4 mos
Strategic Advisers LLC
February 2017 - June 2018 · 1 yr 4 mos
Fidelity Brokerage Services LLCBroker
September 2014 - May 2018 · 3 yrs 8 mos
Transamerica Investors Securities CorporationBroker
October 2011 - August 2014 · 2 yrs 10 mos
First Allied Securities, INC.Broker
August 2011 - October 2011 · 2 mos
Wells Fargo Advisors, LLCBroker
March 2011 - July 2011 · 4 mos
Chase Investment Services CORP.Broker
July 2009 - January 2011 · 1 yr 6 mos
First Investors CorporationBroker
October 2007 - November 2008 · 1 yr 1 mo
State Registrations45 states
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Exams
No exam information available for this advisor.