Michael Klorer is a registered investment advisor, based in Austin, TX, with 18 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Investment Services, LLC
July 2021 - Present · 5 yrs 2 mos
Kestra Advisory Services, LLC
July 2021 - Present · 5 yrs 2 mos
Kestra Investment Services, LLCBroker
July 2021 - Present · 5 yrs 2 mos
Previous Registrations
Sanctuary Advisors, LLC
October 2020 - June 2021 · 8 mos
Sanctuary Securities, INC.Broker
October 2020 - June 2021 · 8 mos
Swbc Investment Services, LLCBroker
August 2017 - October 2020 · 3 yrs 2 mos
Swbc Investment Company
August 2017 - October 2020 · 3 yrs 2 mos
Texas Legacy Wealth Management
November 2016 - January 2017 · 2 mos
LPL Financial LLCBroker
August 2016 - January 2017 · 5 mos
Scottrade, INC.Broker
October 2008 - August 2016 · 7 yrs 10 mos
USAA Financial Planning Services
November 2007 - September 2008 · 10 mos
USAA Financial Advisors, INC.Broker
November 2007 - September 2008 · 10 mos
UBS Financial Services INC.
September 2006 - November 2007 · 1 yr 2 mos
UBS Financial Services INC.Broker
August 2006 - November 2007 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.