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Tiana Henika

19 Years of Experience
Waukesha, WI
Broker

Tiana Henika is a registered investment advisor at Raymond James & Associates, INC., based in Waukesha, WI, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

20800 Swenson Drive, Suite 325, Waukesha, WI, 53186

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2015 - Present · 10 yrs 8 mos
Raymond James & Associates, INC.
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
October 2011 - October 2015 · 4 yrs
UBS Financial Services INC.
October 2011 - October 2015 · 4 yrs
Raymond James & Associates, INC.
June 2010 - October 2011 · 1 yr 4 mos
Raymond James & Associates, INC.Broker
January 2010 - October 2011 · 1 yr 9 mos
AXA Advisors, LLCBroker
August 2006 - January 2010 · 3 yrs 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Tiana Henika - Financial Advisor | TrueAdvisor