Keighley Spott is a registered investment advisor at Morgan Stanley, based in Wayzata, MN, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
445 East Lake Street, Suite 320, Wayzata, MN, 55391
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Lasalle St Securities, L.L.C.Broker
May 2020 - August 2021 · 1 yr 3 mos
Stiles Financial Services, INC.
January 2018 - August 2021 · 3 yrs 7 mos
Cambridge Investment Research Advisors, INC.
January 2018 - December 2019 · 1 yr 11 mos
Cambridge Investment Research, INC.Broker
October 2017 - May 2020 · 2 yrs 7 mos
LPL Financial LLC
December 2013 - September 2017 · 3 yrs 9 mos
LPL Financial LLCBroker
December 2013 - September 2017 · 3 yrs 9 mos
Morgan Stanley
June 2009 - December 2013 · 4 yrs 6 mos
Morgan StanleyBroker
June 2009 - December 2013 · 4 yrs 6 mos
Morgan Stanley & CO. Incorporated
August 2007 - June 2009 · 1 yr 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.