Jeremy Raffer is a registered investment advisor, based in Stamford, CT, with 17 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History (1)
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Customer Dispute
February 2024Settled
Other Business Activities
Jeremy is an investment advisor representative with Steward Partners Investment Advisory, LLC and owns Raffer Investment Group, a support company/DBA, but dedicates no time to either. Jeremy also authored a book on financial planning, dedicating no time to it currently.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs 2 mos
Steward Partners Investment Advisory, LLC
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
February 2018 - May 2022 · 4 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2011 - February 2018 · 6 yrs 10 mos
Wells Fargo Clearing Services, LLC
April 2011 - February 2018 · 6 yrs 10 mos
Wells Fargo Advisors, LLC
November 2007 - April 2010 · 2 yrs 5 mos
Wells Fargo Advisors, LLCBroker
November 2007 - April 2010 · 2 yrs 5 mos
State Registrations22 states
AKCACOCTDEFLGAILMAMDMINCNJNYOHPARISCTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.