TA
CFP
TA
CFP

Tyson Asay

17 Years of Experience
Huntsville, AL
BrokerSells Insurance

Tyson Asay is a CFP-designated registered investment advisor, based in Huntsville, AL, with 17 years of industry experience. Tyson is also registered as a broker, so some compensation may come from commissions on products sold.

Location

600 Boulevard South SW, Suite 307, Huntsville, AL, 35802

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Tyson is involved with Retirement Income Solutions, LLC, focusing on fixed insurance sales and client acquisition for investment advisory and fixed insurance services, taking about half of his time. He also owns rental property and serves on the boards of Rise Up Co-op and Habitat for Humanity, but these activities require minimal time.

Employment History
Current Registrations
Sound Income Wealth, LLC
July 2026 - Present · 3 mos
Sound Income Wealth, LLCBroker
July 2026 - Present · 3 mos
Sound Income Strategies, LLC
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
March 2020 - August 2024 · 4 yrs 5 mos
Raymond James & Associates, INC.Broker
March 2020 - August 2024 · 4 yrs 5 mos
Capital Analysts
July 2019 - March 2020 · 8 mos
Lincoln Investment
July 2019 - March 2020 · 8 mos
Lincoln InvestmentBroker
July 2019 - March 2020 · 8 mos
TD Ameritrade, INC.
March 2018 - July 2019 · 1 yr 4 mos
TD Ameritrade Investment Management, LLC
February 2018 - July 2019 · 1 yr 5 mos
TD Ameritrade, INC.Broker
February 2018 - July 2019 · 1 yr 5 mos
Scottrade Investment Management
July 2017 - February 2018 · 7 mos
Scottrade, INC.Broker
July 2017 - February 2018 · 7 mos
Strategic Advisers, INC.
November 2011 - August 2015 · 3 yrs 9 mos
Fidelity Brokerage Services LLCBroker
February 2007 - August 2015 · 8 yrs 6 mos
State Registrations2 states
ALTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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