Shane Riley is a registered investment advisor, based in Webster, NY, with 13 years of industry experience.
Location
1055 Ridge Rd, Webster, NY, 14580
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shane operates ESL Investment Services as a DBA for LPL Business since 2021. He is also involved with ESL Investment Services, LLC, which is investment-related and involves non-variable insurance.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Key Investment Services LLC
March 2021 - August 2021 · 5 mos
Key Investment Services LLCBroker
January 2016 - August 2021 · 5 yrs 7 mos
J.P. Morgan Securities LLCBroker
May 2014 - January 2016 · 1 yr 8 mos
Infinex Investments, INC.Broker
January 2014 - April 2014 · 3 mos
Nylife Securities LLCBroker
April 2012 - July 2013 · 1 yr 3 mos
State Registrations5 states
CAFLGAMNNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.