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Brendan Light

19 Years of Experience
Dallas, TX
Broker

Brendan Light is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2121 North Pearl Street, Suite 500, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brendan is a partner in M & L Light LLC, Missy L LLC, and Laochra LLC, all real estate ventures. He is also a sole proprietor/owner of 3xC LLC, an investment/finance/banking business; these activities take minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Morgan Stanley
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2015 - March 2022 · 6 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
July 2015 - March 2022 · 6 yrs 8 mos
UBS Financial Services INC.Broker
March 2011 - July 2015 · 4 yrs 4 mos
UBS Financial Services INC.
March 2011 - July 2015 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - March 2011 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2006 - March 2011 · 4 yrs 7 mos
State Registrations34 states
ALARAZCACOCTDCDEFLGAIAIDILLAMDMIMNMOMTNCNJNVNYOKPAPRRISCTNTXVAVTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Brendan Light - Financial Advisor | TrueAdvisor