Burton Brown is a registered investment advisor, based in San Clemente, CA, with 19 years of industry experience.
Location
San Clemente, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Burton is an insurance broker selling life, disability, health, and long-term care insurance, dedicating about 10-20% of his time to this. He is also a registered representative and an executive VP for a compliance consultant, and collects revenue from investment advisory, financial planning, and insurance related activities, spending minimal time on each of these.
Employment History
Current Registrations
Tcfg Wealth Management, LLC
Tcfg Wealth Management, LLCBroker
Tcfg Investment Advisors, LLC
Previous Registrations
Entoro Securities, LLCBroker
Compound Planning
Voleo USA, INCBroker
Shopoff Securities, INC.Broker
Atomi Financial Advisors
Courtlandt Securities CorporationBroker
Courtlandt Wealth Management
Chelsea Financial ServicesBroker
LPL Financial LLC
LPL Financial LLCBroker
Edward Jones
Edward JonesBroker
Woodbury Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.