JM
CFP
JM
CFP

James Mcmahon

11 Years of Experience
Louisville, KY
Broker

James Mcmahon is a CFP-designated registered investment advisor, based in Louisville, KY, with 11 years of industry experience.

Location

10200 Forest Green Blvd., Suite 407, Louisville, KY, 40223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James holds a position in the Anchorage City Council and another political office, dedicating a few hours per week to each. He is also an owner and financial advisor for Harmony Wealth Partners, a support company, but spends minimal time on it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2023 - Present · 3 yrs 1 mo
Raymond James Financial Services, INC.Broker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
June 2014 - June 2023 · 9 yrs
Raymond James & Associates, INC.Broker
April 2014 - June 2023 · 9 yrs 2 mos
State Registrations28 states
ALCACOCTDCDEFLGAIDILINKSKYLAMAMNNCNENYOHOKPASCTNTXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Mcmahon - Financial Advisor | TrueAdvisor