Robert Roy
Robert Roy is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Wilbraham, MA, with 19 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2341 Boston Rd Ste B200, Wilbraham, MA, 01095
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2017Other Business ActivitiesSells Insurance
Robert may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns Badger Property Group LLC and 7-9 Brandon Ave LLC, both investment properties, dedicating minimal time to each. Robert is also the owner of RMLC LLC, a legal entity for receiving compensation, dedicating about half of his time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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