MC
MC

Michael Croce

16 Years of Experience
St. Louis, MO
Broker

Michael Croce is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in St. Louis, MO, with 16 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
November 2024 - Present · 1 yr 6 mos
Keefe, Bruyette & Woods, INC.Broker
October 2017 - Present · 8 yrs 7 mos
Stifel Independent Advisors, LLCBroker
October 2017 - Present · 8 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
Sierra Pacific Securities, LLCBroker
May 2024 - September 2024 · 4 mos
Mooreland Partners LLCBroker
August 2020 - September 2020 · 1 mo
First Empire Securities, INC.Broker
February 2019 - June 2019 · 4 mos
Eaton Partners, LLCBroker
March 2018 - July 2018 · 4 mos
Miller Buckfire & CO., LLCBroker
October 2017 - August 2023 · 5 yrs 10 mos
Eaton Partners, LLCBroker
October 2017 - March 2018 · 5 mos
Scottrade, INC.Broker
January 2010 - July 2015 · 5 yrs 6 mos
Waddell & Reed, INC.
March 2008 - January 2010 · 1 yr 10 mos
Waddell & Reed, INC.Broker
December 2007 - January 2010 · 2 yrs 1 mo
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.