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Erin Daniels

Ameriprise Financial Services, LLC
20 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
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Erin Daniels is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 20 years of industry experience. Erin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16220 N Scottsdale Rd, Ste 250, Scottsdale, AZ, 85254

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2018
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2026 - Present · 7 mos
Ameriprise Financial Services, LLCBroker
March 2026 - Present · 7 mos
Ameriprise Financial Services, LLC
March 2026 - Present · 7 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
April 2018 - April 2026 · 8 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
March 2018 - April 2026 · 8 yrs 1 mo
BMO Harris Financial Advisors, INC.Broker
August 2012 - March 2018 · 5 yrs 7 mos
BMO Harris Financial Advisors, INC
August 2012 - March 2018 · 5 yrs 7 mos
M&i Financial Advisors, INC.
April 2012 - August 2012 · 4 mos
M&i Investment Management CORP.
May 2010 - April 2012 · 1 yr 11 mos
M&i Financial Advisors, INC.
October 2009 - March 2010 · 5 mos
M&i Financial Advisors, INCBroker
October 2009 - August 2012 · 2 yrs 10 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Citigroup Global Markets INC.
January 2009 - June 2009 · 5 mos
Citigroup Global Markets INC.Broker
January 2009 - June 2009 · 5 mos
Edward Jones
November 2006 - January 2009 · 2 yrs 2 mos
Edward JonesBroker
August 2006 - January 2009 · 2 yrs 5 mos
State Registrations22 states
ALAZCACOFLIDKSMDMIMNNENMNVNYOHOKPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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