Heath Harris is a registered investment advisor at Compound Advisory, based in Pasadena, MD, with 18 years of industry experience. Heath operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.65% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Pasadena, MD
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2019Final
Customer Dispute
May 2017Withdrawn
Employment History
Current Registrations
Compound Advisory
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Oliver Wealth Management
September 2021 - April 2025 · 3 yrs 7 mos
Hayden Royal
September 2018 - February 2021 · 2 yrs 5 mos
Citigroup Global Markets INC.
August 2017 - September 2018 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
July 2017 - September 2018 · 1 yr 2 mos
Wells Fargo Clearing Services, LLC
July 2015 - July 2017 · 2 yrs
Wells Fargo Clearing Services, LLCBroker
July 2015 - July 2017 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - August 2015 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - August 2015 · 4 yrs 5 mos
Northwestern Mutual Investment Services,llc
May 2010 - April 2011 · 11 mos
Northwestern Mutual Investment Services, LLCBroker
October 2006 - April 2011 · 4 yrs 6 mos
State Registrations1 state
MD
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.