Cortland Golightly
Cortland Golightly is a registered investment advisor at LPL Financial LLC, based in Walnut Creek, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1211 Newell Ave. Suite 120, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2017Customer Dispute
February 2017Other Business ActivitiesSells Insurance
Cortland is associated with Golightly Wealth Advisors and Element Wealth Management for tax/investment purposes. He also works as an insurance producer selling non-variable insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Insight Wealth Strategies, LLC
Mutual Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Morgan Stanley
Morgan StanleyBroker
Planco Financial Services, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.