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Gloria Gould
17 Years of Experience
Oklahoma City, OK
1 DisclosureBroker
Gloria Gould is a registered investment advisor at Cetera Investment Advisers LLC, based in Oklahoma City, OK, with 17 years of industry experience. Gloria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
501 NW Grand Blvd, Oklahoma City, OK, 73118
Get directionsHistory
Regulatory History (1)
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Criminal
September 2011Final Disposition
Other Business Activities
Gloria participates in MidFirst Bank's True Champion Referral Program, receiving incentives for successful customer referrals. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2020 - Present · 5 yrs 7 mos
Cetera Investment Services LLCBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
RBC Capital Markets, LLC
August 2008 - October 2020 · 12 yrs 2 mos
RBC Capital Markets, LLCBroker
May 2008 - October 2020 · 12 yrs 5 mos
State Registrations2 states
AZOK
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.