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CFP
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CFP

Andrew Hein

LPL Financial LLC
19 Years of Experience
Norton Shores, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Hein is a CFP-designated registered investment advisor at LPL Financial LLC, based in Norton Shores, MI, with 19 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2145 W Sherman Blvd, Norton Shores, MI, 49441

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew operates ARGO Wealth Partners as a DBA for his LPL business and is also an agent for non-variable insurance through ARGO Wealth Partners, spending a few hours per week on the latter. He also has a business entity, Hein Consulting, LLC, for tax/investment purposes, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
January 2012 - July 2021 · 9 yrs 6 mos
Waddell & ReedBroker
August 2011 - July 2021 · 9 yrs 11 mos
PNC InvestmentsBroker
November 2009 - November 2010 · 1 yr
Natcity Investments, INC.Broker
July 2009 - November 2009 · 4 mos
Waddell & Reed, INC.Broker
September 2006 - June 2009 · 2 yrs 9 mos
State Registrations15 states
AZCACODCFLHIILINMIMNNMNYTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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