Douglas Callan is a CFA-designated registered investment advisor, based in Fort Washingtion, PA, with 19 years of industry experience.
Location
500 Office Center Drive, Suite 103,, Fort Washingtion, PA, 19034
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Xml Securities
July 2022 - Present · 3 yrs 10 mos
Xml Financial Group
July 2022 - Present · 3 yrs 10 mos
Xml SecuritiesBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
July 2014 - July 2022 · 8 yrs
Wells Fargo Advisors Financial Network, LLCBroker
July 2014 - July 2022 · 8 yrs
UBS Financial Services INC.
October 2008 - June 2014 · 5 yrs 8 mos
UBS Financial Services INC.Broker
November 2006 - June 2014 · 7 yrs 7 mos
State Registrations7 states
FLMAMDNCNJPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.