Alexis Rivera
Alexis Rivera is a registered investment advisor at State Farm Investment Management CORP., based in Chicago, IL, with 8 years of industry experience. Alexis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1000K | 0.75% |
| $1M+ | 0.50% |
Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $45 (except as set forth below under “Fee Reductions”). For Accounts that qualify for a reduced Advisory Fee to the lowest Advisory Fee shown on the chart, such Accounts advised for a full quarter that have an average daily market value below $15,000 are charged a minimum quarterly Advisory Fee of $18.75.
Fee Estimator
Location
401 N Michigan Ave, Suite 1640, Chicago, IL, 60611
Get directionsHistory
Regulatory History (1)
Criminal
June 2001Other Business ActivitiesSells Insurance
Alexis owns Alexis Rivera's Insurance Agency, selling State Farm insurance products and supervising employees, dedicating about half of their time. Alexis also coaches wrestling for Beat the Streets Chicago, dedicating about a quarter of their time.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
Fsr Wealth Management, LTD.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Jmc Wealth
Sequoia Wealth Management, LLC
LPL Financial LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Farm Vp Management CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.