BH
BH
Brian Hagen is a registered investment advisor, based in Montgomery, TX, with 18 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Montgomery, TX
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Regulatory History (2)
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Customer Dispute
January 2021Settled
Employment Separation After Allegations
August 2016Other Business ActivitiesSells Insurance
Brian is the President of Gallant Financial, an insurance business, and spends about a quarter of his time there. He also works at D.H. Hill Advisors, Inc. as a Registered Investment Advisor, and spends minimal time prospecting and advising Deferred Sales Trust transactions.
Employment History
Current Registrations
D.H. Hill Securities, Lllp
August 2016 - Present · 10 yrs 2 mos
D.H. Hill Advisors, INC.
August 2016 - Present · 10 yrs 2 mos
D.H. Hill Securities, LllpBroker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Investment Advisors
May 2014 - August 2016 · 2 yrs 3 mos
Proequities, INC.Broker
May 2014 - August 2016 · 2 yrs 3 mos
D.H. Hill Securities, LllpBroker
June 2012 - May 2014 · 1 yr 11 mos
D.H. Hill Advisors, INC.
April 2012 - May 2014 · 2 yrs 1 mo
Securities America Advisors, INC.
May 2010 - July 2010 · 2 mos
Securities America, INC.Broker
May 2010 - July 2010 · 2 mos
Oneamerica Securities, INC.
December 2007 - April 2010 · 2 yrs 4 mos
Oneamerica Securities, INC.Broker
December 2007 - April 2010 · 2 yrs 4 mos
Stancorp Investment Advisers, INC.
October 2006 - October 2007 · 1 yr
Stancorp Equities, INC.Broker
October 2006 - October 2007 · 1 yr
State Registrations4 states
FLLATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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