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Kurt Wright

UBS Financial Services INC.
19 Years of Experience
Rockland, MA
1 DisclosureBroker
View SEC Summary
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Kurt Wright is a registered investment advisor at UBS Financial Services INC., based in Rockland, MA, with 19 years of industry experience. Kurt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

1099 Hingham Street, Rockland, MA, 02370

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2015
Withdrawn
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.Broker
June 2026 - Present · 4 mos
UBS Financial Services INC.
June 2026 - Present · 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2012 - July 2026 · 13 yrs 10 mos
Wells Fargo Advisors
September 2012 - July 2026 · 13 yrs 10 mos
UBS Financial Services INC.
August 2011 - September 2012 · 1 yr 1 mo
UBS Financial Services INC.Broker
September 2008 - September 2012 · 4 yrs
Morgan Stanley & CO. Incorporated
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley
October 2006 - April 2007 · 6 mos
Morgan Stanley Dw INC.Broker
October 2006 - April 2007 · 6 mos
State Registrations25 states
AZCACOCTDEFLGAILMAMENCNHNJNVNYOHORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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