TrueAdvisor
TrueAdvisor
MM
CFP
MM
CFP

Miguel Martinez

Transamerica Retirement Advisors, LLC
19 Years of Experience
Cumming, GA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Miguel Martinez is a CFP-designated registered investment advisor at Transamerica Retirement Advisors, LLC, based in Cumming, GA, with 19 years of industry experience. Miguel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212,722 clients with $19B in assets under management.

Transamerica Retirement Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
306 advisors
Number of Clients
212,722 clients
Average Client Portfolio
$89K average
Assets Under Management
$18.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $150K0.95%
$150K - $1000K0.90%
$1M+0.80%

Fees are not negotiable. Breakpoint reductions may apply based on products and services held through Transamerica.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Cumming, GA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
January 2017 - Present · 9 yrs 9 mos
Transamerica Investors Securities, LLC
January 2017 - Present · 9 yrs 9 mos
Transamerica Investors Securities, LLCBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Allstate Financial Services, LLCBroker
July 2016 - December 2016 · 5 mos
Vanguard Advisers INC
April 2014 - November 2015 · 1 yr 7 mos
Vanguard Marketing CorporationBroker
August 2006 - November 2015 · 9 yrs 3 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cumming, GA →All financial advisors in Georgia →