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Gregory Adams

12 Years of Experience
Las Vegas, NV
1 DisclosureBroker

Gregory Adams is a registered investment advisor at Ameriprise Financial Services, LLC, based in Las Vegas, NV, with 12 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

10845 Griffith Peak Dr Ste 690, Las Vegas, NV, 89135

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2022
Denied
Other Business Activities

Gregory owns a single-family real estate property since 2007. He also serves as President and Adjutant for Adams, spending about 10-20% of his time on the President role and minimal time on the Adjutant role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Edward Jones
July 2015 - January 2022 · 6 yrs 6 mos
Edward JonesBroker
June 2015 - January 2022 · 6 yrs 7 mos
Princor Financial Services Corporation
November 2007 - December 2008 · 1 yr 1 mo
Princor Financial Services CorporationBroker
September 2006 - December 2008 · 2 yrs 3 mos
State Registrations25 states
AKAZCACOFLGAIDILINKSMAMDMIMNMONCNVOKORPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gregory Adams - Financial Advisor | TrueAdvisor