PO
CFA
PO
CFA
Philippe Oertle
18 Years of Experience
Torrance, CA
2 Disclosures
Philippe Oertle is a CFA-designated registered investment advisor at Catalina Capital Group, LLC, based in Torrance, CA, with 18 years of industry experience. Philippe operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 238 clients with $620M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
238 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$616.3M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2601 Airport Drive, Suite 375, Torrance, CA, 90505
Get directionsHistory
Regulatory History (2)
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Regulatory
September 2013Final
Employment Separation After Allegations
July 2012Employment History
Current Registrations
Catalina Capital Group, LLC
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
First Foundation Advisors
March 2013 - July 2016 · 3 yrs 4 mos
Citigroup Global Markets INC.
May 2007 - August 2012 · 5 yrs 3 mos
Citigroup Global Markets INC.Broker
May 2007 - August 2012 · 5 yrs 3 mos
Citicorp Investment Services
February 2007 - May 2007 · 3 mos
Citicorp Investment ServicesBroker
October 2006 - May 2007 · 7 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.