Alan Bradley is a CFP-designated registered investment advisor at Rwm Capital, LLC, based in Daphne, AL, with 18 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,439 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.90% |
The maximum annual advisory fee is 1.90% of assets under management, determined by the scope, complexity, amount of time, or expertise required. This fee includes compensation received by any sub-adviser.
Fee Estimator
Location
9808 Millwood Circle, Suite A, Daphne, AL, 36527
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an independent insurance agent with Roberts Wealth Management, LLC, providing insurance and annuity solutions. This activity takes about 10-20% of his time and occurs during trading hours.
Employment History
Current Registrations
Rwm Capital, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
PNC InvestmentsBroker
Suntrust Investment Services, INC.Broker
Wells Fargo Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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