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Benjamin Steele is a registered investment advisor, based in Tulsa, OK, with 19 years of industry experience.
Location
4625 E. 91st Street, Tulsa, OK, 74137
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Regulatory History (1)
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Customer Dispute
March 2012Denied
Other Business ActivitiesSells Insurance
Benjamin is an owner/producer for Estate Needs Advisors, selling fixed insurance, dedicating a few hours per week. He is also the CEO and IAR of The Advisory Resource Group DBA Compass Point, dedicating nearly full-time hours to providing IA services. Additionally, Benjamin is a co-trustee for Pagoda Leasing LLC, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
M. S. Howells & CO.Broker
December 2017 - Present · 8 yrs 5 mos
The Advisory Resource Group, LLC
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Sii Investments, INC.
January 2007 - December 2017 · 10 yrs 11 mos
Sii Investments, INC.Broker
August 2006 - December 2017 · 11 yrs 4 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.