Eric Nothstein is a registered investment advisor, based in San Antonio, TX, with 17 years of industry experience.
Location
17802 Ih-10 West, Suite 450, San Antonio, TX, 78257
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.Broker
April 2021 - Present · 5 yrs 3 mos
Sanctuary Securities, INC.
April 2021 - Present · 5 yrs 3 mos
Sanctuary Advisors, LLC
April 2021 - Present · 5 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
September 2016 - May 2021 · 4 yrs 8 mos
UBS Financial Services INC.
September 2016 - May 2021 · 4 yrs 8 mos
Morgan Stanley
March 2014 - August 2016 · 2 yrs 5 mos
Morgan StanleyBroker
March 2014 - August 2016 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - October 2012 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - October 2012 · 6 yrs
State Registrations3 states
NJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.